Man AHL Alpha (AUD) Limited

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Please complete the form below to receive a copy of the PDS. You can choose to receive your copy of the PDS either electronically or by post. Alternatively, please call Man Investments Australia on (61-2) 8259 9999, toll free in Australia on 1800 222 355 or toll free in New Zealand on 0800 878 220.

Please note that offers of Units in Man AHL Alpha (AUD) are only available to Australian and New Zealand residents.

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MAN INVESTMENTS AUSTRALIA LIMITED FINANCIAL SERVICES GUIDE
ABN 47 002 747 480 AFS LICENCE NUMBER 240581
3 July 2008

This Financial Services Guide (FSG) is provided to you by Man Investments Australia Limited (Man Investments Australia, we, our, us) to inform you of the financial services provided by us and to comply with our obligations as the holder of an Australian financial services licence.

The purpose of this FSG is to assist you in deciding whether to use our financial services by providing you with information on:

the products and services we can offer you;
how we and other related parties are paid;
our relationship with investment companies sponsored by us; and
details of our complaints handling procedures.

You will receive a disclosure document (either a product disclosure statement or prospectus, as applicable) from us if you choose to use our products or services containing information about the relevant product or service.

Who are we?
Man Investments Australia holds an Australian financial services licence, number 240581. We act under our own licence when we provide services to you and we do not act as a representative of any other licensee when providing those services. Man Investments Australia sponsors strategic investments designed to diversify traditional investments in stock, property and bond markets. Man Investments Australia is a subsidiary of Man Group plc, a UK financial services group. Man Group plc was established in 1783 and is listed on the London Stock Exchange. Members of the Man Group such as the investment manager, introducing broker and valuer, provide services to the investment companies sponsored by Man Investments Australia and the funds for which Man Investments Australia is the responsible entity (collectively, the Funds) as outlined in the relevant disclosure document, and may provide other services from time to time.

What products and services are we authorised to provide?
Man Investments Australia is authorised to provide the following financial services to retail and wholesale clients:

general financial product advice in respect of interests in managed investment schemes, securities, derivatives and basic and non-basic deposit products;
dealing services including issuing, applying for, acquiring, varying or disposing of interests in managed investment schemes and securities;
dealing services including applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of basic and non-basic deposit products, interests in managed investment schemes and securities; and
operating a registered managed investment scheme which invests in financial assets.

Man Investments Australia provides general advice but does not give personal financial advice. Such advice should be provided by your licensed financial advisor.

How can you give us instructions?
You can contact us by telephone, mail, email, fax or by accessing our website. There may be special arrangements for giving us instructions in relation to our products or services, details of which are explained in the relevant disclosure document.

Fees, charges and expenses
Man Investments Australia does not charge any fees for giving general advice in relation to Funds. If you invest in a Fund, Man Investments Australia will receive remuneration in relation to your investment in that Fund. This remuneration may include sales or entry fees (based on the amount you invest). It may also include fees for providing sales, marketing, administration and management services to Funds (which may be a flat fee or based on the net asset value of the relevant Fund). The fees and charges you pay and any benefits we receive are set out in detail in the applicable disclosure document.

You may request particulars of the remuneration or other benefits that we receive in relation to a Fund within a reasonable time after you are given this FSG, and before we provide you with any financial service described in this FSG. Our staff are remunerated by a salary and they are also eligible to participate in a profit share scheme which relates to their duties and the overall performance of Man Investments Australia.

In addition, your licensed financial advisor may also receive remuneration in relation to your investment in a Fund. Please contact your licensed financial advisor for further details.

What insurance arrangements do we have in place?
Man Investments Australia has professional indemnity insurance in place in respect of the financial services we provide to retail clients. Man Investments Australia's professional indemnity insurance covers work done by our representatives or employees during the period of their employment, even if they cease to be employed by us. It does not cover work done by representatives or employees after they cease to be employed by us.

Who should I contact if I have a complaint?
Man Investments Australia has procedures for handling complaints and is committed to handling any complaint quickly, fairly and in the strictest confidence. In the event that you have a complaint, please call Man Investments Australia client services, email, or write to us.

If you are not satisfied with our handling of your complaint, you can take matters further and ask an independent complaints scheme to review your complaint. Man Investments Australia is a member of the Financial Ombudsman Service (FOS), GPO Box 3, Melbourne VIC 3001. You can call FOS on 1300 780 808.

Privacy Policy: Privacy of Personal Information Submitted Via On-Line Requests for Information

When you submit your online request for prospectuses for companies sponsored by Man Investments Australia Limited ("MIA"), MIA will receive personal information from you.

The personal information that you supply to MIA will be used for the primary purpose of providing you with a copy of and information relating to that prospectus. MIA may call you to check whether you have received all of the information you require in connection with that prospectus. If you have consented, MIA will also use your personal information to provide you with information about future investment opportunities.

To provide you with the information you have requested, MIA may disclose the personal information that you have submitted to third party service providers such as a printing or mailing house (subject to a confidentiality agreement) or to government bodies, when and to the extent required by law. By writing to or emailing MIA at the addresses shown on the website you can request access to the personal information that MIA holds about you. Your request will be assessed in accordance with the National Privacy Principles. If you have any questions about the personal information collected, you should contact MIA on (61-2) 8259 9999 or toll free in Australia on 1800 222 355.

Click here to read the complete privacy policy.

I confirm I have read Man Investments Australia's Financial Services Guide and the Privacy Policy

Investment in Man AHL Alpha (AUD) (the 'Fund') is offered by Man Investments Australia Limited ('MIA') ABN 47 002 747 480 AFSL 240581. MIA is the Responsible Entity and issuer of Units in the Fund and publisher of this website. Offers of Units will be made in the PDS issued by MIA dated 6 September 2010. Investors wishing to acquire Units will need to complete the Application Form attached to the PDS.

The information contained and used on this website is general information only and it has been prepared without taking into account anyone's objectives, financial situation or needs so before acting on it, consider its appropriateness to your circumstances. Persons considering investing in the Units should carefully read all of the PDS and speak to their financial advisor before making an investment decision. Please also refer to the Identification Requirements document. US Persons are not eligible to subscribe for Units pursuant to the PDS.

Terms capitalised and used on this website have the same meaning as in the PDS. MIA is a subsidiary of Man Group plc. Members of the Man Group provide services to the Fund.

MIA will receive remuneration in relation to your investment in the Fund. A portion of the fees and salaries paid to MIA staff may be attributable to the provision of general financial product advice in relation to the Fund.

Please read Man Investments Australia's Financial Services Guide and Privacy Policy.